Banks & NBFCs
Compliance Management Built for RBI-Regulated Entities
Banks and NBFCs operate under one of the most demanding regulatory environments in the country. RBI master directions, SEBI requirements, CERT-In mandates, DPDP obligations. eQomply brings it all into one system.
The regulatory reality for banks and NBFCs
RBI alone issues hundreds of circulars a year. Add SEBI, CERT-In, and DPDP to the mix, and compliance teams are tracking obligations across multiple regulators, multiple entities, and multiple deadlines. Most do it with spreadsheets and email.
1
RBI's volume and velocity
Master directions. Circulars. Inspection observations. The regulatory surface area keeps expanding. Tracking what applies, what's changed, and what's due is a job in itself.
2
Multi-regulator overlap
RBI for core banking. SEBI if you have a capital markets arm. CERT-In for incident reporting. DPDP for customer data. Each regulator has their own requirements, their own timelines, their own evidence expectations.
3
Entity and branch complexity
Head office, zonal offices, branches, subsidiaries. Compliance obligations apply differently across the structure. Consolidating status into a single view requires manual effort every time.
4
Inspection readiness
RBI inspections don't wait for you to get organized. When the AFI lands, you need evidence ready. Policies, attestations, training records, control documentation. Not reconstructed after the fact.
What changes with eQomply
eQomply is built for multi-regulator, multi-entity environments. Pre-mapped workflows for RBI. Obligation tracking across regulators. Evidence captured as work happens. Board-ready reporting without the monthly scramble.
Pre-mapped RBI workflows
Master directions and key circulars translated into compliance tasks. Assigned to owners. Tracked to completion. Not interpreted from scratch every time.
Multi-regulator obligation tracking
RBI, SEBI, CERT-In, DPDP in one system. See all obligations, all deadlines, all statuses. No switching between trackers.
Entity-level visibility, group-level rollup
Track compliance at the branch, subsidiary, or entity level. Roll up to a consolidated view when you need it. No manual aggregation.
Circular tracking and regulatory intelligence
New circular lands. It's logged, mapped to relevant obligations, assigned for action. You find out when it's published, not when someone forwards an email.
Board-ready reporting
Compliance status, risk posture, findings summary. Generated from live data. Ready for the board, the ACB, or the regulator.
Evidence management for inspections
Policies, attestations, training completions, control documentation. Captured as work happens. Exportable when the AFI arrives.
Use Cases
How this works in practice
RBI issues a circular on outsourcing risk management. The circular is logged in eQomply, mapped to affected entities, translated into compliance tasks. Owners assigned. Deadlines tracked. Implementation documented.
The Annual Financial Inspection begins. Inspectors request evidence of policy attestation, training completion, and control testing. You export the records from eQomply. Timestamped. Organized by requirement. No scramble.
The CCO needs to present compliance status across the bank and its subsidiaries to the ACB. Instead of consolidating updates from five teams, they generate the report from eQomply. One view. Current data.
See how eQomply works for banks and NBFCs
A walkthrough tailored to your regulatory environment.