Founder at eQomply. Writes about compliance, regulatory shifts, and what it takes to build GRC functions that actually work.
A risk assessment can identify a material risk. A regulatory obligation can define what an enterprise needs to do. A policy can establish the required approach. The internal control is what connects those requirements to an activity that someone actually performs, with evidence that can be reviewed later. For a regulated enterprise in India, that […]
A Risk Control Matrix gives compliance and risk teams a traceable way to connect identified risks with the controls designed to address them, the people responsible for those controls, the evidence generated, and the results of control testing. For a regulated enterprise, that traceability matters across the entire control lifecycle. A risk may sit in […]
Understand AIF compliance requirements in India, including regulatory obligations, reporting and ongoing compliance for AIF managers
A compliance dashboard for the board should provide clear visibility into regulatory obligations, risks, incidents and compliance performance
The SEBI Cybersecurity and Cyber Resilience Framework (CSCRF) represents one of the most comprehensive regulatory mandates for capital markets ecosystem.
Discover how compliance teams can automate data collection, aggregation, and reporting while maintaining visibility into compliance status.
Fintech compliance challenges in India grow as companies scale, bringing more regulatory obligations and scrutiny.
Understand SEBI investor grievance compliance, including SCORES, response timelines, escalation requirements for brokers and AMCs.
The three lines of defense model clarifies risk ownership across business, risk and compliance, and internal audit.
Understand RBI compliance requirements for NBFCs, including scale-based regulation, capital adequacy, asset classification, fair practices.
