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Field Notes by eQomply

GRC insights from the ground. Regulatory updates, compliance perspectives, and practical guidance for teams navigating complex regulatory environments in India.

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Evidence Management

Audit Evidence Collection Process: A Step-by-Step Guide

June 5, 2026 Pritesh Baviskar No comments yet

Know the key steps involved in audit evidence collection, from identifying requirements to validation and retention.

IRDAI Compliance

IRDAI Cybersecurity Guidelines: A Compliance Guide for Insurers

June 4, 2026 Pritesh Baviskar No comments yet

IRDAI cybersecurity guidelines establish requirements around governance, cyber risk management, incident response for insurers.

Compliance Management

How To Prepare for An RBI Inspection: A Quick Guide

June 3, 2026 Pritesh Baviskar No comments yet

RBI inspections require strong governance structure for any BFSI entity. Understand the key steps to improve inspection readiness.

SEBI Compliance

Understanding SEBI Governance Requirements for AMCs

June 2, 2026 Pritesh Baviskar 1 comment

Know SEBI governance requirements for asset management companies, including board oversight, risk and regulatory expectations.

DPDP Act

DPDP Act: The Role of a Data Protection Officer

May 29, 2026 Pritesh Baviskar No comments yet

Understand the role of a Data Protection Officer (DPO) under the DPDP Act, including key responsibilities and compliance expectations.

Third Party Risk

A Quick Guide On Third Party Risk Management

May 28, 2026 Pritesh Baviskar No comments yet

Third-party risk management in BFSI requires strong vendor oversight, cybersecurity controls, compliance monitoring, and operational resilience.

GRC

GRC vs Compliance: What’s the Difference?

May 27, 2026 Pritesh Baviskar No comments yet

The difference between GRC and compliance is one of those distinctions that sounds academic until it costs you something tangible.

RBI Compliance

RBI IT Outsourcing Guidelines: A Compliance Guide for BFSI

May 26, 2026 Pritesh Baviskar No comments yet

Understand the RBI IT outsourcing guidelines for BFSI organizations, including vendor governance, risk management and compliance oversight.

Board Reporting

7 Board Reporting Practices Compliance Leaders Should Master

May 25, 2026 Pritesh Baviskar No comments yet

Explore best practices for board reporting in compliance, one of the most misunderstood responsibilities across industries.

DPDP Act

DPDP Act Penalties: What Non-Compliance Actually Costs

May 22, 2026 Pritesh Baviskar No comments yet

The DPDP Act penalty structure includes fines reaching up to ₹250 crore per instance, with the Data Protection Board empowered to adjudicate violations and impose financial consequences.

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  • Internal Controls: Framework, Types, Testing and Monitoring
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